Tracy Tia Talbot

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-05-25

MA RA
APPROVED

Since 2022-05-25

Branch Locations

800 West Cummings Park Suite 3600, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Joan K. Norton Financial Advisor	Woburn	MA	09/2012	Present
Cafe Capri	Reading	IL	03/2012	04/2022
International Assets Advisory, Llc	Woburn	MA	04/2016	05/2022
Osaic Wealth, Inc.	Woburn	MA	05/2022	Present

09/2012 → Present

Joan K. Norton Financial Advisor

Woburn, MA
03/2012 → 04/2022

Cafe Capri

Reading, IL
04/2016 → 05/2022

International Assets Advisory, Llc

Woburn, MA
05/2022 → Present

Osaic Wealth, Inc.

Woburn, MA

Previous Registrations

2018-05-31 → 2022-06-23

International Assets Investment Management, Llc

Woburn, MA

Orlando, FL

Other Businesses

1) JOAN K. NORTON & ASSOCIATES POSITION: This is the DBA name I use for my financial practice NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2022 ADDRESS: 800 West Cummings Park, Suite 3600, Woburn MA 01801, United States DESCRIPTION: This is the DBA name for my financial services practice 2) TALBOT WEALTH MANAGEMENT-FOR TAX PURPOSES ONLY (NOT OUT TO THE PUBLIC) POSITION: Individual (owner) NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2018 ADDRESS: 800 West Cummings Park, Suite 3600, Woburn MA 01801, United States DESCRIPTION: This is for tax purposes only (NOT OUT TO THE PUBLIC) 3) CLUTCH POSITION: Sales NATURE: No structure at this time. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2025 ADDRESS: 87 Woodcrest Drive, Melrose MA 02176, United States DESCRIPTION: My two friends and I plan on selling designer bags, wallets, and accessories via trunk shows, Poshmark, and other platforms. Very casual. It's really more like a hobby we enjoy.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-11
S63	Uniform Securities Agent State Law Examination	2014-01-10

S65 Uniform Investment Adviser Law Examination

2018-05-11
S63 Uniform Securities Agent State Law Examination

2014-01-10

View on SEC IAPD