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Keith Alan Johnson

Associated Investment Services, Inc.

De Pere, WI

Reedsburg, WI

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Current Employers
Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-02-10
  • WI RA
    APPROVED
    Since 2017-02-10

Branch Locations

206 N. Wisconsin Street, De Pere, WI 54115 • United States

750 Viking Drive, Reedsburg, WI 53959 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Pine River MN 12/2013 01/2017
Securities America Advisors Pine River MN 02/2016 01/2017
Associated Investment Services, Inc. Green Bay WI 02/2017 Present
  • 12/2013 → 01/2017
    Securities America Inc
    Pine River, MN
  • 02/2016 → 01/2017
    Securities America Advisors
    Pine River, MN
  • 02/2017 → Present
    Associated Investment Services, Inc.
    Green Bay, WI
Previous Registrations
  • 2016-02-01 → 2017-01-27
    Securities America Advisors, Inc.
    Pine River, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-28
  • S66 Uniform Combined State Law Examination
    2014-03-28
Other Names
  • Keith Johnson

View on SEC IAPD

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