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Paul Frederick Bowen-Yeh

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 6165251

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-05-22
  • CO RA
    APPROVED
    Since 2019-05-22

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 02/2013 Present
Optionsxpress, Inc. Lone Tree CO 01/2017 10/2017
Other Businesses

RoomMate|Investment Related:No|Real Estate (Non-Agent/Broker)|RoomMate|2022-04-09|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Will have a roommate that will make month contributions to household expenses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-21
S63 Uniform Securities Agent State Law Examination 2015-07-20
  • S66 Uniform Combined State Law Examination
    2019-05-21
  • S63 Uniform Securities Agent State Law Examination
    2015-07-20
Other Names
  • Paul Frederick Bowen

View on SEC IAPD

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