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Current Employers
Cardinal Wealth Management

9045 Strada Stell Ct Suite 305, Naples, FL 34110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-28
  • FL RA
    APPROVED
    Since 2023-02-28

Branch Locations

9045 Strada Stell Ct Suite 305, Naples, FL 34110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Estero FL 02/2013 02/2023
Cardinal Wealth Management, L.L.C. Naples FL 12/2022 Present
  • 02/2013 → 02/2023
    Northwestern Mutual
    Estero, FL
  • 12/2022 → Present
    Cardinal Wealth Management, L.L.C.
    Naples, FL
Previous Registrations
Other Businesses

I do payroll and other financial-related activities for Cardinal Law, P.A. Vice President; Cardinal Property Advisors Inc; investment related: Yes; Location: 9045 Strada Stell Ct, suite 305 Naples FL 34109 USA; Description of the business: This is an office condo that I purchased ; Responsibilities Duties: No duties; this is a commercial office purchased for personal investment purposes.; Start date with business: 2023-03-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; CFO; Cardinal Law, P.A; Investment Related: No; 9045 Strada Stell Court Naples FL 34109 USA, I am currently a part-time CFO of the Law firm.; I am doing payroll, accounting, and helping with employee benefits.; Start date with business: 2023-05-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 10 President; 346 Logan Drive LLC, Investment Related: No; 346 Logan Drive Mineral Bluff, GA 30559; Acquire vacational property for the family; Start date with business: 2024-09-05; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0. VP; Olto LLC; 9045 Strada Court Suite 305 Naples FL 34109, Non-revenue business, but the intent is to begin developing new properties in Blue Ridge and acquiring rental properties to generate future income; Start date with business: 2025-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0 name; THEROASTRUSHSOCIETY.COM investment-related; no address; 16257 BORELLE CIR NAPLES Florida 34110 United States; nature business; Roast and Rush Society LLC is a specialty coffee shop focused on delivering high-quality, freshly roasted coffee in a vibrant, community-oriented atmosphere. The name suggests an emphasis on expertly roasted coffee beans ("Roast") and a fast-paced or energetic vibe ("Rush"), with "Society" implying a welcoming space for coffee enthusiasts to connect position; owner start date; 2025-06-01 hours/month devoted to business; 0 hours devoted to business during securities trading hours; 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-27
S63 Uniform Securities Agent State Law Examination 2013-11-26
  • S65 Uniform Investment Adviser Law Examination
    2015-05-27
  • S63 Uniform Securities Agent State Law Examination
    2013-11-26

View on SEC IAPD

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