Carlos Espada Colon

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2017-04-04

PR RA
APPROVED

Since 2017-04-04

Branch Locations

70 Ave Ponce De Leon Suite 210, San Juan, PR 00918 • United States

7955 Nw 12 St Ste 200, Doral, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc	San Juan	PR	04/2014	Present
Primerica Financial Services	San Juan	PR	11/2011	Present
Municipio De Caguas	Caguas	PR	07/2010	Present

04/2014 → Present

Pfs Investments Inc

San Juan, PR
11/2011 → Present

Primerica Financial Services

San Juan, PR
07/2010 → Present

Municipio De Caguas

Caguas, PR

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-03-08
S65	Uniform Investment Adviser Law Examination	2017-01-30

S63 Uniform Securities Agent State Law Examination

2018-03-08
S65 Uniform Investment Adviser Law Examination

2017-01-30

Other Names

Carlos A Espada

View on SEC IAPD