Stephen C Ziblut

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2014-12-18

WI RA
APPROVED

Since 2014-12-18

Branch Locations

48 North Oakwood Road, Oshkosh, WI 54904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Oshkosh	WI	12/2014	Present

12/2014 → Present

Lpl Financial

Oshkosh, WI

Previous Registrations

2014-02-18 → 2014-12-23

Woodbury Financial Services, Inc.

Oshkosh, WI

Other Businesses

1. 12/29/2014 - INSURANCE AGENCY - ZIBLUT INSURANCE - STARTED 11/1/2012 - INVESTMENT RELATED - TIME SPENT 5% - OSHKOSH, WI. 2. 2/17/2015: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WINDSOR WEALTH PLANNING, LLC - STARTED 12/18/2014 - INVESTMENT RELATED - 5 HOURS PER MONTH/1 HOUR DURING TRADING - OSHKOSH, WI. 3. 2/17/2015: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - ZIBLUT FINANCIAL, LLC - STARTED 12/18/2014 - INVESTMENT RELATED - 5 HOURS PER MONTH/0 HOURS DURING TRADING - OSHKOSH, WI.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-27
S63	Uniform Securities Agent State Law Examination	2013-04-04

S65 Uniform Investment Adviser Law Examination

2014-01-27
S63 Uniform Securities Agent State Law Examination

2013-04-04

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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