David Dexter Oxley

Alliancebernstein L.P.

Philadelphia, PA

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Current Employers

Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-11-17

PA RA
APPROVED

Since 2021-11-17

Branch Locations

1735 Market Street 38Th Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fulton Financial Advisors	Yardley	PA	10/2016	10/2019
Citizenz Securities	Plymouth Meeting	PA	11/2014	10/2016
Raymond James Financial Services, Inc.	Yardley	PA	10/2016	08/2021
Raymond James Financial Services Advisors Inc.	Yardley	PA	10/2016	08/2021
Specific Solutions	Yardley	PA	11/2016	08/2021
Fulton Financial Corporation	Yardley	PA	11/2016	08/2021
Sanford C. Bernstein & Co., Llc	Philadelphia	PA	09/2021	Present

10/2016 → 10/2019

Fulton Financial Advisors

Yardley, PA
11/2014 → 10/2016

Citizenz Securities

Plymouth Meeting, PA
10/2016 → 08/2021

Raymond James Financial Services, Inc.

Yardley, PA
10/2016 → 08/2021

Raymond James Financial Services Advisors Inc.

Yardley, PA
11/2016 → 08/2021

Specific Solutions

Yardley, PA
11/2016 → 08/2021

Fulton Financial Corporation

Yardley, PA
09/2021 → Present

Sanford C. Bernstein & Co., Llc

Philadelphia, PA

Previous Registrations

2016-10-17 → 2021-08-23

Raymond James Financial Services Advisors, Inc

Doylestown, PA

Yardley, PA
2014-04-28 → 2016-10-14

Citizens Securities, Inc.

Jenkintown, PA

Philadelphia, PA

Plymouth Meeting, PA

Fairless Hills, PA

Jamison, PA

Bensalem, PA

Feasterville, PA

North Wales, PA

Plymouth Meeting, PA

Fairless Hills, PA

Levittown, PA

Jenkintown, PA

Morrisville, PA
2013-05-30 → 2014-05-05

Morgan Stanley

Jenkintown, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-29

S66 Uniform Combined State Law Examination

2013-05-29

Other Names

David Oxley

View on SEC IAPD

Other Firms

GLENMEDE INVESTMENT MANAGEMENT, LP

CLARK CAPITAL MANAGEMENT GROUP INC

GLOBAL ADVISERS, LLC

BIOPHY CAPITAL MANAGEMENT LLC

VERITABLE FINANCIALS LLC

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

Other Investors

JASON DOUGLAS PRIDE

SEAN EDWARD HERON

MICHAEL CRAVENS CROW

Adam Mark Conish

Eric Jason Richman

Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA

CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA

GLOBAL ADVISERS, LLC · PHILADELPHIA, PA

BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA

VERITABLE FINANCIALS LLC · PHILADELPHIA, PA

CHARLES SCHWAB & CO., INC. · Philadelphia, PA

MORGAN STANLEY · Philadelphia, PA

J.P. MORGAN SECURITIES LLC · Philadelphia, PA

More in Philadelphia, PA

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