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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-03
TX RA APPROVED 2024-09-03
IL RA APPROVED 2024-08-19
  • NY RA
    APPROVED
    Since 2024-09-03
  • TX RA
    APPROVED
    Since 2024-09-03
  • IL RA
    APPROVED
    Since 2024-08-19

Branch Locations

10 South Dearborn St, Chicago, IL 60603 • United States

875 15Th St Nw, Floor 07, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 02/2013 Present
Jpmorgan Chase Bank Na Chicago IL 07/2010 Present
  • 02/2013 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2010 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
Other Businesses

Effective 10/1/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
S63 Uniform Securities Agent State Law Examination 2013-06-18
  • S66 Uniform Combined State Law Examination
    2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    2013-06-18
Other Names
  • Allison Anna Fay
  • Allison Fay Novak
  • Allison Fay

View on SEC IAPD

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