Daniel J. Rosenstein

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2022
  Morgan Stanley
  Garden City, NY
• 10/2015 → 09/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2022 → Present
  Ubs Financial Services
  Garden City, NY
• 10/2015 → 09/2022
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-05-18 → 2022-10-19
  Morgan Stanley
  Garden City, NY

Other Businesses

1) The Institute for American Police Reform (IAPR); Investment related No; Lebannon, TN; Civic/Community, Individual Rights and Liberties, Public Safety; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0 After business hours: 3; General advice on strategy, branding, marketing, org structure. /// 2) Trust; Investment related - Yes; westbury, New York; 04/2022; During business hours: 1; After business hours: 0 /// 3) NAME OF OTHER BUSINESS: New York Center for Child Development / INVESTMENT RELATED?: N / ADDRESS: 159 W 127th St / NATURE OF THE BUSINESS: Promoting active development of young children 0-5 years old. Educational & therapeudic services. / POSITION: Member of Board of directors / DUTIES: Strategy and marketing as a voting board member. I will not participate in any investment nor financial activities, but am privy to audit reports and financials. I do not proactively advise on these matters but am present as they are discussed. / START DATE: 10/24/2022 / HOURS DEVOTED TO BUSINESS: NA /// 4) E.R. Irrevocable Grantor Trust dated 12-Oct-2023; grantor trust; Commack, NY 11725; Trustee - manage and distribute assets according to the terms of the trust; Start date: 3/1/2024 6) I.R.R. Irrevocable Trust; House, I's condo, and non-retirement monies; United States; Invest, handle testamentary duties when necessary, full co-trustee responsibilities in NYS; Start date -1/8/2018

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-04-30

Other Names

• Daniel Rosenstein