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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-27
MD RA APPROVED 2021-04-15
  • TX RA
    APPROVED_RES
    Since 2025-01-27
  • MD RA
    APPROVED
    Since 2021-04-15

Branch Locations

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Crownsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 02/2013 04/2021
Bank Of America, N.A. Baltimore MD 10/2014 04/2021
Rbc Capital Markets, Llc Baltimore MD 04/2021 Present
City National Bank Baltimore MD 05/2021 Present
Previous Registrations
Other Businesses

(1) For profit or not for profit: Non-Profit Organization Name of outside business organization: Roland Park Place, Inc. Investment related: N Address of business: Baltimore, Maryland 21211 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 2/8/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: The Board of Directors is focused on governance, fiduciary responsibility, strategic direction, the quality of care and services provided, community relations and civic involvement (2) NAME OF ENTITY Roland Park Place Inc ADDRESS 830 W 40th Street Baltimore MD 21211 NOT INVESTMENT RELATED BUSINESS DESCRIPTION Not for profit Life Plan Retirement Community CAPACITY Board of Directors START DATE 02/01/2019 DUTIES I am a member of the Community Involvement, Finance, Nominating, and Philanthropy Committees and serve as the Chair of the Investment Committee. The duties of the Chair of the Investment Committee are to organize and conduct the Committee meetings in accordance with our charter and bylaws, helping the organization in ensuring that the third-party investment adviser firm is adhering to the investment policy so that Roland Park Place can use their investment funds as they best see fit HOURS DEVOTED PER MONTH 01 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH 01

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-31
  • S66 Uniform Combined State Law Examination
    2014-10-31
Other Names
  • Patrick Scott Mcculloh

View on SEC IAPD

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