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Ricardo L Gonzalez

Morgan Stanley

Miami, FL

CRD 6164080

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-18
TX RA APPROVED 2021-05-17
  • FL RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2021-05-17

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 02/2013 04/2021
Jpmorgan Chase Bank Na Miami FL 07/2009 04/2021
Morgan Stanley Miami FL 04/2021 Present
  • 02/2013 → 04/2021
    Jpmorgan Securities Llc
    Miami, FL
  • 07/2009 → 04/2021
    Jpmorgan Chase Bank Na
    Miami, FL
  • 04/2021 → Present
    Morgan Stanley
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-17
S63 Uniform Securities Agent State Law Examination 2013-06-12
  • S65 Uniform Investment Adviser Law Examination
    2021-05-17
  • S63 Uniform Securities Agent State Law Examination
    2013-06-12
Other Names
  • Ricardo Gonzalez

View on SEC IAPD

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