Dominick Vincent Giordano

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL
• 05/2017 → 12/2019
  Deutsche Am Distributors, Inc
  Chicago, FL
• 01/2020 → Present
  First Trust Advisors L.P.
  Wheaton, IL
• 01/2020 → Present
  First Trust Portfolios L.P.
  Wheaton, IL

Previous Registrations

• 2016-02-29 → 2017-05-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL

Other Businesses

OTHER BUSINESS NAME: SCREEN ACTORS GUILD. LOCATION 1 E. ERIE ST. #650, CHICAGO, IL 60611. NATURE OF BUSINESS: ACTING. POSITION OR TITLE: ACTOR. RESPONSIBILITIES: ACTOR IN SCREEN ACTORS GUILD. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 0-8 TOTAL/NONE DURING MARKET HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-26

Other Names

• Dominick Vincent Giordano
• Dominick Giordano