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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-29
MI RA APPROVED 2015-11-12
  • TX RA
    APPROVED_RES
    Since 2021-06-29
  • MI RA
    APPROVED
    Since 2015-11-12

Branch Locations

433 E Michigan Ave, Kalamazoo, MI 49007 • United States

Kalamazoo, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richland MI 02/2013 03/2020
Ameriprise Financial Services, Llc Kalamazoo MI 03/2020 Present
Other Businesses

Outside Employment; Lane Gordon Film Co.; Videographer - Assist with filming weddings when needed.; I will be second shooting weddings with my friend's videography business.; 20863 Waubascon Rd., , Battle Creek, MI, 49017; Not Investment-Related; 08/05/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-24
  • S66 Uniform Combined State Law Examination
    2015-08-24
Other Names
  • David M Foster

View on SEC IAPD

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