Ari Seth Wiener

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-12-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Potomac	MD	06/2016	10/2016
Thomaspartners, Inc.	Boston	MA	10/2016	03/2018
Charles Schwab Investment Advisory, Inc	Boston	MA	01/2018	05/2019
Tiaa	Bethesda	MD	07/2019	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Bethesda	MD	07/2019	11/2020
Charles Schwab Corporation	Boston	MA	10/2016	05/2019
Investment Planning Associates, Inc.	Rockville	MD	11/2020	12/2021
Mai Capital Management	Rockville	MD	12/2021	04/2024
Mai Capital Management, Llc	Bethesda	MD	04/2024	Present

06/2016 → 10/2016

Unemployed

Potomac, MD
10/2016 → 03/2018

Thomaspartners, Inc.

Boston, MA
01/2018 → 05/2019

Charles Schwab Investment Advisory, Inc

Boston, MA
07/2019 → 11/2020

Tiaa

Bethesda, MD
07/2019 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Bethesda, MD
10/2016 → 05/2019

Charles Schwab Corporation

Boston, MA
11/2020 → 12/2021

Investment Planning Associates, Inc.

Rockville, MD
12/2021 → 04/2024

Mai Capital Management

Rockville, MD
04/2024 → Present

Mai Capital Management, Llc

Bethesda, MD

2020-11-09 → 2022-01-03

Investment Planning Associates Inc

Rockville, MD
2019-08-06 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Bethesda, MD
2018-02-27 → 2019-06-05

Charles Schwab Investment Advisory, Inc.

Boston, MA

San Francisco, CA
2017-07-18 → 2018-03-30

Thomaspartners, Inc.

Boston, MA

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-09-20
S65	Uniform Investment Adviser Law Examination	2017-06-23

Other Firms