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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-29 |
| OH | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED | 2021-07-29 |
Branch Locations
11630 Chillicothe Road Suite 100, Chesterland, OH 44026 • United States
Western Springs, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Western Springs | OH | 06/2013 | 07/2021 |
| Ameriprise Financial Services Llc | Chesterland | OH | 07/2021 | Present |
Outside Employment; certainity of uncertainty; employee of legal entity; compensation received from an advisor owned entity established to manage this practice; 1174 Veterans Memorial Highway, Hauppauge, , hauppauge, NY, 11788; Investment-Related; 11/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-01-23 |
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