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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-14
KS RA APPROVED 2025-04-18
CO RA APPROVED 2024-10-25
LA RA APPROVED 2024-03-11
SC RA APPROVED 2022-05-05
NC RA APPROVED 2022-01-14
  • OH RA
    APPROVED
    Since 2026-08-14
  • KS RA
    APPROVED
    Since 2025-04-18
  • CO RA
    APPROVED
    Since 2024-10-25
  • LA RA
    APPROVED
    Since 2024-03-11
  • SC RA
    APPROVED
    Since 2022-05-05
  • NC RA
    APPROVED
    Since 2022-01-14

Branch Locations

6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States

Mt. Holly, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regulus Advisors, Llc Kentwood MI 06/2015 05/2019
Advisory Services Network, Llc Atlanta GA 09/2015 06/2018
Greater Media Charlotte NC 08/2014 08/2020
Dempsey Lord Smith, Llc Rome GA 11/2019 11/2021
Guardian Life Insurance Company Charlotte NC 11/2021 Present
Park Avenue Securities Charlotte NC 12/2021 Present
Guardian Life Insurance Company Mt. Holly NC 06/2024 Present
Guardian Life Insurance Company Mt. Holly NC 06/2024 Present
  • 06/2015 → 05/2019
    Regulus Advisors, Llc
    Kentwood, MI
  • 09/2015 → 06/2018
    Advisory Services Network, Llc
    Atlanta, GA
  • 08/2014 → 08/2020
    Greater Media
    Charlotte, NC
  • 11/2019 → 11/2021
    Rome, GA
  • 11/2021 → Present
    Guardian Life Insurance Company
    Charlotte, NC
  • 12/2021 → Present
    Park Avenue Securities
    Charlotte, NC
  • 06/2024 → Present
    Guardian Life Insurance Company
    Mt. Holly, NC
  • 06/2024 → Present
    Guardian Life Insurance Company
    Mt. Holly, NC
Previous Registrations
Other Businesses

1) Real Estate Broker, Start date: 01/02/2002, Address: 412 Stonewater Bay Lane, Mount Holly, NC 28120, 0 total hours per month; Investment related, Less than 10% annual compensation, 2) BNI-President of the chapter, Start date: 02/17/2025, Address: N/A, 8 total hours per month; 8 during securities trading hours, Not Investment related, No annual compensation, 3) Turo-peer to peer car rental, Start date: 05/1/2025, Address: 412 Stonewater Bay Lane, Mount Holly, NC 28120, 4 total hours per month; 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 4) Insurance other than Guardian, Start date: 10/1/2025, Address: 6115 Park South Drive, Suite 200 Charlotte, NC 28210, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-03
  • S66 Uniform Combined State Law Examination
    2013-08-03
Other Names
  • Robert Clark Armstrong
  • Robert Armstrong

View on SEC IAPD

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