Richard Petty

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-10

TX RA
APPROVED

Since 2025-11-10

Branch Locations

3230 Camp Bowie Boulevard Suite 625, Fort Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Fort Worth	TX	02/2013	11/2025
Morgan Stanley Smith Barney Llc	Fort Worth	TX	11/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	12/2025	Present

02/2013 → 11/2025

Rbc Capital Markets, Llc

Fort Worth, TX
11/2025 → Present

Morgan Stanley Smith Barney Llc

Fort Worth, TX
12/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2013-04-12 → 2025-11-21

Rbc Capital Markets, Llc

Fort Worth, TX

Fort Worth, TX

Other Businesses

*680743 - Petty Family Management, LLC; Investment related: Yes; Fort Worth, Texas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 1; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-11

S66 Uniform Combined State Law Examination

2013-04-11

Designations

Certified Financial Planner

Other Names

Richard Scott Petty

View on SEC IAPD