Best Investors Account Sign in
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-14
TX RA APPROVED 2026-07-14
  • MO RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED
    Since 2026-07-14

Branch Locations

11910 Greenville Ave, Suite 210 ,, Dallas, TX 75243 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

7787 Sylvan Pl, , Dittmer, MO 63023 • United States

11910 Greenville Ave Suite 210, Dallas, TX 75243 • United States

2745 High Ridge Blvd Suite 5 B, , High Ridge, MO 63049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Dallas TX 02/2014 01/2023
Securities America Advisors Dallas TX 02/2014 01/2023
Ameriprise Financial Services, Llc Dallas TX 01/2023 07/2026
Lpl Financial Llc Dallas TX 07/2026 Present
Previous Registrations
  • 2023-01-26 → 2026-07-29
    Dallas, TX
    High Ridge, MO
    Dittmer, MO
  • 2014-02-18 → 2023-02-07
    Securities America Advisors, Inc.
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2013-06-27 → 2014-02-25
    Dallas, TX
    San Diego, CA
    Dallas, TX
  • 2009-06-15 → 2013-06-27
    Wfg Advisors, Lp
    Dallas, TX
  • 2007-04-04 → 2009-06-19
    Irving, TX
    Dallas, TX
    St Louis, MO
Other Businesses

1. 07/2026 - RyMac motorsports holdingsllc - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – High Ridge MO 63049 – OBA Start Date: 01/26/2023 2. 07/2026 - GUARDIAN PRIVATE WELTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/13/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
S63 Uniform Securities Agent State Law Examination 2006-04-28
  • S66 Uniform Combined State Law Examination
    2007-03-30
  • S63 Uniform Securities Agent State Law Examination
    2006-04-28
Other Names
  • Ryan Mcdermott
  • Ryan D Mcdermott

View on SEC IAPD

More in Dallas, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor