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Ariel Slaton Hennessy

J.P. Morgan Securities LLC

San Francisco, CA

CRD 6162639

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-29
TX RA APPROVED 2023-07-29
  • CA RA
    APPROVED
    Since 2023-07-29
  • TX RA
    APPROVED
    Since 2023-07-29

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Chicago Booth School Of Business Chicago IL 08/2016 06/2018
J.P. Morgan Chase Chicago IL 06/2017 08/2017
Unemployed Berlin 06/2018 08/2018
Jpmorgan Securities Llc San Francisco CA 08/2018 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 08/2018 Present
  • 08/2016 → 06/2018
    University Of Chicago Booth School Of Business
    Chicago, IL
  • 06/2017 → 08/2017
    J.P. Morgan Chase
    Chicago, IL
  • 06/2018 → 08/2018
    Unemployed
    Berlin
  • 08/2018 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 08/2018 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-28
S63 Uniform Securities Agent State Law Examination 2018-11-09
  • S65 Uniform Investment Adviser Law Examination
    2023-07-28
  • S63 Uniform Securities Agent State Law Examination
    2018-11-09
Other Names
  • Ariel Anne Slaton
  • Ariel Slaton

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

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