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Rachel Braswell

Edward Jones

Martinez, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-18
NV RA APPROVED 2025-03-18
CA RA APPROVED 2025-03-14
TX RA APPROVED 2025-03-14
  • CO RA
    APPROVED
    Since 2025-03-18
  • NV RA
    APPROVED
    Since 2025-03-18
  • CA RA
    APPROVED
    Since 2025-03-14
  • TX RA
    APPROVED
    Since 2025-03-14

Branch Locations

608 Las Juntas, Martinez, CA 94553 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Alameda CA 11/2011 08/2023
In Home Supportive Services Pleasant Hill CA 12/2015 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 04/2017 02/2020
Bank Of America, N.A. Walnut Creek CA 04/2017 02/2020
Jp Morgan Chase Bank, N.A. Stockton CA 02/2020 08/2023
Wells Fargo Clearing Services, Llc Walnut Creek CA 08/2023 03/2025
Edward Jones St. Louis MO 03/2025 Present
Previous Registrations
Other Businesses

"IHSS in Home Support Service Type: care giver Date: 12/05/15 Title: care taker Trad Hrs: 0 Tot Hrs: 33 Desc: care for my mother with disability pick up medication, schedule and take her to doctor appointments, cook for her City-State: Pleasant Hill CA" "Rachel Braswell Rental Type: one rental Date: 07/27/22 Title: owner Trad Hrs: 0 Tot Hrs: 0 Desc: I own one rental. I rent out a house to a family City-State: Brentwood CA" Serenity Loving Care Type of business: Care Home for the disabled Oakley, CA Start date: 6/13/2025 CFO Hours per week: 1 Hours during trading: 0 Business have not started yet. On the weekend and after hours I will help care for the developmentally disabled (bath, feed, toileting. etc)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
S63 Uniform Securities Agent State Law Examination 2013-08-08
  • S66 Uniform Combined State Law Examination
    2017-09-29
  • S63 Uniform Securities Agent State Law Examination
    2013-08-08
Other Names
  • Rachel Michell Braswell
  • Rachel Braswell

View on SEC IAPD

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