Steven George Cerula

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-06
TX	RA	APPROVED	2015-08-17
NJ	RA	APPROVED	2015-07-31

PA RA
APPROVED

Since 2024-08-06
TX RA
APPROVED

Since 2015-08-17
NJ RA
APPROVED

Since 2015-07-31

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Langhorne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	06/2013	Present

06/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*: 2179282 Entity Type: For Profit Name of OBA: S. C. Sole Prop Address: Langhorne, PA 19047 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/29/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: selling sports memorabilia on ebay

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-30

S66 Uniform Combined State Law Examination

2015-07-30

View on SEC IAPD