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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade.INc | Saint Louis | MO | 06/2013 | 12/2017 |
| Beyondtrade Securities Inc | St Louis | MO | 09/2018 | 11/2019 |
| Global Kids English | Saint Louis | MO | 02/2018 | 08/2018 |
| Td Ameritrade | St. Charles | MO | 11/2019 | 06/2024 |
| Charles Schwab & Co., Inc. | St. Charles | MO | 03/2022 | Present |
1) A&B Retail, LLC | Investment Related:No|2390 Upper Bottom Rd |St. Charles|Missouri|63303|USA|Retail|Owner|2/28/2022|Less than 20|0.000000|Contact suppliers and import products from overseas to maintain inventories. 2) Doordash|Investment Related:No|logistics platform|Dasher|2026-03-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Deliver food
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-08 |
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