Joshua David Weaver

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2013-04-15

IL RA
APPROVED

Since 2013-04-15

Branch Locations

Eagle, ID • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	02/2013	Present

02/2013 → Present

First Trust Portfolios L.P.

Wheaton, IL

Other Businesses

OTHER BUSINESS NAME: SELF-EMPLOYED. LOCATION: WHEATON, IL. NATURE OF BUSINESS: INTERNET DEVELOPMENT. POSITION OR TITLE: INTERNET MARKETING CONSULTANT. RESPONSIBILITIES: REPUTATION MANAGEMENT, SEARCH ENGINE OPTIMIZATON, SOCIAL MEDIA MARKETING. INVESTMENT RELATED: NO. HOURS PER MONTH: 5 HOURS PER MONTH / NONE DURING MARKET HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-12

S66 Uniform Combined State Law Examination

2013-04-12

View on SEC IAPD