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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-21 |
| MT | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Missoula | MT | 04/2015 | 11/2017 |
| Lpl Financial Llc | Manhattan | MT | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Fixed Insurance Sales; Life Insurance/ LT Care/ Disability/ SPIA/ HSA. 2. 11/29/2017 - GLIDEWELL INSURANCE - Investment Related - 1750 South Ave. Mizzoula MT 59801 - Non-Variable Insurance - Agent, Home Auto/ Commercial/ Health and Life/ Disability/ LT Care - start date 08/2013 - 20% time spent per month. 3. 3/26/2018 - GIIG Wealth Management - Investment Related - At Reported Business Location(s) - Started 05/01/2015 - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/120 Hours During Securities Trading. 4. 03/11/2022 - GiiG Wealth Management, Inc. - DBA: Glidewell Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/10/2022 - 200 Hours Per Month/140 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-11 |
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