Marlene Ann Mcmurray

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-04-15

TX RA
APPROVED_RES

Since 2025-04-15

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Jose	CA	01/2013	Present

01/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

Other Businesses

I*2482268, Entity Type: Entity For Profit, Name of OBA: Flemings, Address: roseville, California, 95678, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 06/01/2025, No Hours: 15 Weekly, No Hours during Trading: 0 Weekly, Duties: Server at restaurant

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-30
S63	Uniform Securities Agent State Law Examination	2023-05-30

S66 Uniform Combined State Law Examination

2025-03-30
S63 Uniform Securities Agent State Law Examination

2023-05-30

Other Names

Marlene Baxter
Marlene Ann Mcmurray
Marlene A Mcmurray

View on SEC IAPD