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4745 W. 136Th Street, Leawood, KS 66224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-07-12 |
| TX | RA | APPROVED_RES | 2017-09-26 |
| MO | RA | APPROVED | 2017-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2013 | 08/2017 |
| Lawing Financial, Inc | Overland Park | KS | 07/2013 | 08/2017 |
| Prevail Strategies Llc | Overland Park | KS | 07/2017 | Present |
| Prevail Innovative Wealth Advisors, Llc | Springfield | MO | 08/2017 | Present |
1) PREVAIL STRATEGES LLC: PRESIDENT, 15% OWNER AND INSURANCE AGENT. 4745 W. 136TH STREET, LEAWOOD, KS, 66224. 2013 TO PRESENT. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INVESTMENT-RELATED - 4 HRS/MO - 4 HRS/TRADING. 2) A2BC, LLC - MINORITY OWNER. JUNE 2021 TO PRESENT. NOT INVESTMENT RELATED. NO DUTIES. NO TIME SPENT ON THIS ACTIVITY. RENTAL PROPERTY IN SIESTA KAY, FL. 3) THE UNICORN GROUP, LLC (KANSAS ENTITY) 15525 S. PFLUMM ROAD, OLATHE, KS 64115, 66062. BEGINS 6/12/2018 AS OWNER. NOT INVESTMENT RELATED. DEVOTES 0 HOURS EVERY OTHER MONTH, NONE DURING TRADING. 4) UNICORN GROUP, LLC (MISSOURI ENTITY) 4745 S. HIGHLAND RIDGE DRIVE, LOCH LLOYD, MO 64012. BEGINS 12-22-2020 AS OWNERSHIP ONLY. NOT INVESTMENT RELATED. DEVOTES 0 HOURS EVERY OTHER MONTH, NONE DURING TRADING. 5) PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-29 |
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