Sarah Marie Childress-Hogue

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 02/2019
  Delta Trust Investments, Inc (Simmons First Investment Group)
  Little Rock, AR
• 03/2019 → Present
  Lpl Financial Llc
  Little Rock, AR
• 03/2019 → Present
  Simmons Bank
  Little Rock, AR

Previous Registrations

• 2019-01-18 → 2019-03-25
  Simmons First Investment Group, Inc.
  Little Rock, AR

Other Businesses

1. 3/20/2019 - Simmons Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/08/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 11/01/2014 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-17
• S63 Uniform Securities Agent State Law Examination
  2013-10-16

Other Names

• Sarah Marie Hogue
• Sarah Marie Childress