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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-14 |
| NY | RA | APPROVED | 2021-06-16 |
| RI | RA | APPROVED | 2018-12-14 |
Branch Locations
130 East Seneca Street Suite 500, Ithaca, NY 14850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Ithaca | NY | 07/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-23 |
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