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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2019 | 04/2021 |
| Hsbc Bank | Duesseldorf | 01/2015 | 09/2018 | |
| American Express | Phoenix | AZ | 11/2018 | 02/2019 |
| Robinhood Financial, Llc | Tempe | AZ | 04/2021 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Morgan Stanley | Tempe | AZ | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-06 |
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