Jonathan David Lopez

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 12/2017
  E*Trade Securities Llc
  Dallas, TX
• 06/2016 → 12/2017
  E*Trade Capital Management Llc
  Dallas, TX
• 05/2016 → 10/2016
  Under Armour
  Dallas, TX
• 12/2017 → 02/2020
  E*Trade Securities Llc
  Chicago, IL
• 12/2017 → 02/2020
  E*Trade Capital Management Llc
  Chicago, IL
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  Richardson, TX
• 02/2020 → 05/2020
  Unemployed
  Richardson, TX

Previous Registrations

• 2016-10-21 → 2020-03-04
  Harrisdirect Llc
  Dallas, TX
  Arlington, VA
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2016-10-21
• S63 Uniform Securities Agent State Law Examination
  2013-04-19

Other Names

• Jonathan David Lopez