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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-01-27 |
Branch Locations
15600 Sw 28Th Street Suite 205, Homestead, FL 33033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Homestead | FL | 01/2015 | Present |
| Chapman & Cardwell Capital Management | Miami | FL | 05/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Homestead | FL | 01/2015 | Present |
(1)Name of Business: Chapman and Cardwell Capital Management Address: 9155 S Dadeland Blvd Ste 1008, Miami, FL, 33156, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 05/03/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor affiliated with support company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-10 |
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