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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-12
  • FL RA
    APPROVED
    Since 2026-02-12

Branch Locations

Hollywood, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Jericho NY 06/2016 02/2018
Ubs Financial Services Inc Jericho NY 06/2016 02/2018
J.P. Morgan Securities Llc Pompano Beach FL 03/2018 06/2022
Jpmorgan Chase Bank, N.A. Pompano Beach FL 03/2018 06/2022
Empower Retirement Hollywood FL 06/2022 Present
  • 06/2016 → 02/2018
    Ubs Financial Services
    Jericho, NY
  • 06/2016 → 02/2018
    Ubs Financial Services Inc
    Jericho, NY
  • 03/2018 → 06/2022
    J.P. Morgan Securities Llc
    Pompano Beach, FL
  • 03/2018 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Pompano Beach, FL
  • 06/2022 → Present
    Empower Retirement
    Hollywood, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
S63 Uniform Securities Agent State Law Examination 2013-09-09
  • S66 Uniform Combined State Law Examination
    2026-01-29
  • S63 Uniform Securities Agent State Law Examination
    2013-09-09

View on SEC IAPD

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