Andrew Thomas Seitz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 07/2018
  Fidelity Brokerage Services Llc
  Covington, KY
• 07/2018 → 07/2018
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 08/2018 → 05/2021
  The Huntington Investment Company
  Columbus, OH
• 07/2018 → 05/2021
  The Huntington National Bank
  Taylor Mill, KY
• 05/2021 → 03/2023
  The Huntington Investment Company
  Columbus, OH
• 03/2023 → Present
  Lpl Financial Llc
  Ft. Mitchell, KY

Previous Registrations

• 2018-08-06 → 2023-04-03
  The Huntington Investment Company
  Independence, KY
  Edgewood, KY
  Ft. Mitchell, KY
• 2018-07-13 → 2018-08-08
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2017-01-05 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY

Other Businesses

1) 3/31/2023 - WRI Investments / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) - Start date: 3/22/2023 2. 10/21/2025 - Aurora Financial Consultants - DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) - Start date:10/15/2025 - 0hrs/mnth during Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-30
• S63 Uniform Securities Agent State Law Examination
  2015-07-23

Other Names

• Andy Thomas Seitz
• Andrew T Seitz