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Current Employers
Green Ocean Global Advisors Llc

201 Spear Street, Suite 1100, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-02-26
CA RA APPROVED 2022-08-22
  • WA RA
    APPROVED
    Since 2024-02-26
  • CA RA
    APPROVED
    Since 2022-08-22

Branch Locations

201 Spear Street, Suite 1100, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Kirkland WA 07/2017 11/2017
Private Advisor Group, Llc Morristown NJ 07/2017 11/2017
E*Trade Securities Llc Seattle WA 10/2018 02/2020
E*Trade Capital Management Llc Seattle WA 10/2018 02/2020
Td Ameritrade Bellevue WA 01/2014 07/2017
Blackpier Capital Bothell WA 10/2017 10/2018
Resolute Capital Partners San Francisco CA 03/2020 05/2020
Fidelity Investments Tukwila WA 05/2020 06/2022
Myicon Kirkland WA 07/2017 10/2017
Etrade Financial Seattle WA 10/2018 03/2020
Green Ocean Global Advisors Llc San Francisco CA 08/2022 Present
  • 07/2017 → 11/2017
    Lpl Financial Llc
    Kirkland, WA
  • 07/2017 → 11/2017
    Morristown, NJ
  • 10/2018 → 02/2020
    E*Trade Securities Llc
    Seattle, WA
  • 10/2018 → 02/2020
    E*Trade Capital Management Llc
    Seattle, WA
  • 01/2014 → 07/2017
    Td Ameritrade
    Bellevue, WA
  • 10/2017 → 10/2018
    Blackpier Capital
    Bothell, WA
  • 03/2020 → 05/2020
    Resolute Capital Partners
    San Francisco, CA
  • 05/2020 → 06/2022
    Fidelity Investments
    Tukwila, WA
  • 07/2017 → 10/2017
    Myicon
    Kirkland, WA
  • 10/2018 → 03/2020
    Etrade Financial
    Seattle, WA
  • 08/2022 → Present
    San Francisco, CA
Previous Registrations
  • 2020-05-20 → 2022-07-06
    Fidelity Personal And Workplace Advisors
    Tukwila, WA
  • 2018-10-16 → 2020-02-25
    Harrisdirect Llc
    Seattle, WA
    Arlington, VA
  • 2017-07-18 → 2017-11-21
    Kirkland, WA
    Morristown, NJ
  • 2014-02-28 → 2017-07-12
    Td Ameritrade, Inc.
    San Mateo, CA
    Bellevue, WA
  • 2014-02-28 → 2017-07-12
    Td Ameritrade Investment Management, Llc
    San Mateo, CA
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2014-02-27
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01

View on SEC IAPD

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