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201 Spear Street, Suite 1100, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-02-26 |
| CA | RA | APPROVED | 2022-08-22 |
Branch Locations
201 Spear Street, Suite 1100, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kirkland | WA | 07/2017 | 11/2017 |
| Private Advisor Group, Llc | Morristown | NJ | 07/2017 | 11/2017 |
| E*Trade Securities Llc | Seattle | WA | 10/2018 | 02/2020 |
| E*Trade Capital Management Llc | Seattle | WA | 10/2018 | 02/2020 |
| Td Ameritrade | Bellevue | WA | 01/2014 | 07/2017 |
| Blackpier Capital | Bothell | WA | 10/2017 | 10/2018 |
| Resolute Capital Partners | San Francisco | CA | 03/2020 | 05/2020 |
| Fidelity Investments | Tukwila | WA | 05/2020 | 06/2022 |
| Myicon | Kirkland | WA | 07/2017 | 10/2017 |
| Etrade Financial | Seattle | WA | 10/2018 | 03/2020 |
| Green Ocean Global Advisors Llc | San Francisco | CA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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