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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

326 Main Street, Harleysville, PA 19438 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Harleysville PA 08/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Musselman Financial Solutions Harleysville PA 10/2024 Present
  • 08/2015 → 06/2021
    Voya Financial Advisors
    Harleysville, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 10/2024 → Present
    Musselman Financial Solutions
    Harleysville, PA
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: MUSSELMAN FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: VP OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 44, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SELL AND SERVICE SECURITIES AND INVESTMENT PRODUCTS, ASSISTING CLIENTS ON MEDICARE PART D PLANS AS AN ADDITIONAL SERVICE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-17
S63 Uniform Securities Agent State Law Examination 2013-05-17
  • S66 Uniform Combined State Law Examination
    2016-11-17
  • S63 Uniform Securities Agent State Law Examination
    2013-05-17

View on SEC IAPD

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