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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-08-25
PA RA APPROVED 2024-06-04
  • DE RA
    APPROVED
    Since 2026-08-25
  • PA RA
    APPROVED
    Since 2024-06-04

Branch Locations

67 Wilmington W Chester Pike, Chadds Ford, PA 19317 • United States

Morton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc Malvern PA 02/2013 12/2023
Ameriprise Financial Services, Llc Chadds Ford PA 06/2024 Present
Pastry Pants Swarthmore PA 01/2024 03/2024
Unemployed Morton PA 03/2024 05/2024
  • 02/2013 → 12/2023
    The Vanguard Group Inc
    Malvern, PA
  • 06/2024 → Present
    Chadds Ford, PA
  • 01/2024 → 03/2024
    Pastry Pants
    Swarthmore, PA
  • 03/2024 → 05/2024
    Unemployed
    Morton, PA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-12
S63 Uniform Securities Agent State Law Examination 2013-04-17
  • S66 Uniform Combined State Law Examination
    2019-11-12
  • S63 Uniform Securities Agent State Law Examination
    2013-04-17

View on SEC IAPD

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