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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-08-25 |
| PA | RA | APPROVED | 2024-06-04 |
Branch Locations
67 Wilmington W Chester Pike, Chadds Ford, PA 19317 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group Inc | Malvern | PA | 02/2013 | 12/2023 |
| Ameriprise Financial Services, Llc | Chadds Ford | PA | 06/2024 | Present |
| Pastry Pants | Swarthmore | PA | 01/2024 | 03/2024 |
| Unemployed | Morton | PA | 03/2024 | 05/2024 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-17 |
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