Joseph Jung

$1.80B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-13
TX	RA	APPROVED_RES	2026-02-13

Branch Locations

1998 S Bascom Ave, Campbell, CA 95008 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
University Of Phoenix	San Jose	CA	01/2010	02/2018
Bank Of America, N.A.	Sunnyvale	CA	04/2016	07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sunnyvale	CA	04/2016	07/2017
U.S. Bancorp Investments, Inc.	Campbell	CA	07/2018	02/2026
U.S. Bank	Belmont	CA	07/2018	07/2023
Unemployed	Santa Clara	CA	02/2018	07/2018
U.S. Bancorp Advisors, Llc	Campbell	CA	02/2026	Present

01/2010 → 02/2018

University Of Phoenix

San Jose, CA
04/2016 → 07/2017

Bank Of America, N.A.

Sunnyvale, CA
04/2016 → 07/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sunnyvale, CA
07/2018 → 02/2026

U.S. Bancorp Investments, Inc.

Campbell, CA
07/2018 → 07/2023

U.S. Bank

Belmont, CA
02/2018 → 07/2018

Unemployed

Santa Clara, CA
02/2026 → Present

U.S. Bancorp Advisors, Llc

Campbell, CA

2018-07-16 → 2026-02-13

U.S. Bancorp Investments, Inc.

Belmont, CA

Boise, ID

San Carlos, CA

Campbell, CA

Santa Clara, CA

San Jose, CA

Santa Clara, CA
2016-08-17 → 2017-07-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sunnyvale, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-15
S63	Uniform Securities Agent State Law Examination	2013-05-01