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Janet L Derosa

Charles Schwab & Co., Inc.

Huntington Station, NY

Garden City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-13
  • NY RA
    APPROVED
    Since 2021-10-13

Branch Locations

50 West Jericho Turnpike, Huntington Station, NY 11746 • United States

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Garden City NY 01/2013 05/2020
Fidelity Investments Roslyn NY 06/2020 07/2021
Charles Schwab & Co., Inc. Garden City NY 10/2021 Present
Charles Schwab Bank, Ssb Garden City NY 10/2021 Present
  • 01/2013 → 05/2020
    Td Ameritrade
    Garden City, NY
  • 06/2020 → 07/2021
    Fidelity Investments
    Roslyn, NY
  • 10/2021 → Present
    Charles Schwab & Co., Inc.
    Garden City, NY
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Garden City, NY
Previous Registrations
  • 2020-08-26 → 2021-07-22
    Fidelity Personal And Workplace Advisors
    Roslyn, NY
  • 2013-08-23 → 2020-06-10
    Td Ameritrade, Inc.
    Garden City, NY
  • 2013-08-20 → 2020-06-10
    Td Ameritrade Investment Management, Llc
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-19
  • S66 Uniform Combined State Law Examination
    2013-08-19
Other Names
  • Janet Rivadeneira
  • Janet Derosa

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · HUNTINGTON STATION, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON STATION, NY
EAGLE STRATEGIES LLC · HUNTINGTON STATION, NY
LPL FINANCIAL LLC · SOUTH HUNTINGTON, NY
SNYDER WEALTH GROUP · Huntington Station, NY
LPL FINANCIAL LLC · Huntington Station, NY
LPL FINANCIAL LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · Huntington Station, NY

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