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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-03-22
DE RA APPROVED 2022-08-30
TX RA APPROVED_RES 2019-08-23
  • MD RA
    APPROVED
    Since 2023-03-22
  • DE RA
    APPROVED
    Since 2022-08-30
  • TX RA
    APPROVED_RES
    Since 2019-08-23

Branch Locations

215 N Main Street, Berlin, MD 21811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Bishopville MD 12/2011 Present
Med Tech New Castle DE 03/2012 Present
Raymond James Financial Services, Inc Berlin MD 12/2011 Present
Military New Castle DE 03/2012 Present
Crd Financial Services Berlin MD 12/2011 Present
  • 12/2011 → Present
    Bishopville, MD
  • 03/2012 → Present
    Med Tech
    New Castle, DE
  • 12/2011 → Present
    Raymond James Financial Services, Inc
    Berlin, MD
  • 03/2012 → Present
    Military
    New Castle, DE
  • 12/2011 → Present
    Crd Financial Services
    Berlin, MD
Previous Registrations
  • 2008-03-11 → 2011-12-07
    Salisbury, MD
    Ocean Pines, MD
    St Louis, MO
Other Businesses

1) DE AIR NATIONAL GUARD. MIDDLETOWN, MD. STARTED: 7/2000. DENTAL HEALTHCARE MANAGER. ENSURE PROPER CARE OF MILITARY MEMBERS AND THEIR DENTAL HEALTH. THIS IS APPROX ONE WEEKEND A MONTH TWO WEEKS A YEAR. 2) MED TECH. NEW CASTLE, DE. MEDICAL TECH FOR THE MILITARY. STARTED 3/20/2012 TO PRESENT. 4 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED. 2200 SPRUANCE ,NEW CASTLE, DE NATURE OF THE BUSINESS: MILITARY POSITION/TITLE: MILITARY INVESTMENT RELATED:NO START DATE: 03/19/2012 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 16 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: MED TECH 3) Name of Business : Crd Financial Services Address: 215 N Main St,Berlin, MD Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 12/12/2011 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner of Support Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-06
S63 Uniform Securities Agent State Law Examination 2006-04-28
  • S66 Uniform Combined State Law Examination
    2008-03-06
  • S63 Uniform Securities Agent State Law Examination
    2006-04-28

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