Kimberly S Morrow

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 10/2020
  Argent Wealth Management, Llc
  Waltham, MA
• 10/2020 → 05/2022
  Hightower Advisors Llc
  Naples, FL
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 06/2022 → 10/2022
  Unemployed
  Reading, MA

Previous Registrations

• 2020-12-08 → 2022-06-03
  Hightower Advisors, Llc
  Waltham, MA
  Chicago, IL
• 2014-02-10 → 2020-11-16
  Argent Wealth Management, Llc
  Waltham, MA
• 2013-11-18 → 2014-02-27
  Argent Wealth Management, Inc.
  Waltham, MA
  Waltham, MA

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-02-17
• S65 Uniform Investment Adviser Law Examination
  2013-11-14

Designations

• Certified Financial Planner

Other Names

• Kimberly Spickler Morrow
• Kimberly Spickler Morrow
• Kimberly Ann Spickler
• Kimberly Spickler