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Roger Schlichting

Thrivent Investment Management Inc.

Willernie, MN

Hayward, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-07-25
TX RA APPROVED_RES 2023-08-30
MN RA APPROVED 2013-11-18
  • WI RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED_RES
    Since 2023-08-30
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

321 Stillwater Road, Willernie, MN 55090 • United States

8125N Pinecrest Rd, Hayward, WI 54843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Willernie MN 03/2013 Present
Thrivent Financial For Lutherans Appleton WI 07/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-01
S63 Uniform Securities Agent State Law Examination 2013-04-19
  • S65 Uniform Investment Adviser Law Examination
    2013-05-01
  • S63 Uniform Securities Agent State Law Examination
    2013-04-19

View on SEC IAPD

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