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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-04-23
TX RA APPROVED 2014-01-09
  • LA RA
    APPROVED
    Since 2015-04-23
  • TX RA
    APPROVED
    Since 2014-01-09

Branch Locations

738 N Ashley Ridge Loop, Shreveport, LA 71106 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shreveport LA 01/2013 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Other Businesses

Business Ownership; -French Compass LLC ? EIN# [REDACTED]; #NAME?; Financial Services; 738 N Ashley Ridge Loop, Shreveport, LA 71106, , Shreveport, LA, 71106; Investment-Related; 06/30/2022; 60 hours per month; 60 during trading hours / KaKo Real Estate Properties LLC; Owner; Real Estate; 738 N. Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 09/29/2025; 0 hours per month; 0 during trading hours / KaKo, LLC; Sole owner and managing member of S-corp; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; 405 Regency Boulevard, , Shreveport, LA, 71106; Investment-Related; 04/01/2023; 60 hours per month; 60 during trading hours. Board of Directors; Louisiana State University in Shreveport Business Advisory Council; Member, Business Advisory Council; One University Place Shreveport, Louisiana 71115, ,; ; 11/17/2017; 1 to 9 hours per month; 0 during trading hours / Robinson's Rescue; Chair/President of the Board; 2515 Line Avenue, , Shreveport, LA, 71104; Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; French Compass LLC; Partner/Member - -Facilitating client relationships, transacting sales for our practice, and helping lead our practice.; ; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 06/30/2022; 60 hours per month; 60 during trading hours / KaKo, LLC; Managing Member - Sole owner and managing member of S-corp; ; 405 Regency Boulevard, , Shreveport, LA, 71106; Investment-Related; 04/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-21
  • S66 Uniform Combined State Law Examination
    2013-05-21

View on SEC IAPD

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