Best Investors Account Sign in

Kristen Ann Ann Kelly

Ubs Financial Services Inc.

Nashville, TN

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-02-13
  • TN RA
    APPROVED
    Since 2018-02-13

Branch Locations

315 Deaderick Street Suite 500, Nashville, TN 37238 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 08/2015 10/2017
Ubs Financial Services Inc. Nashville TN 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-12
S63 Uniform Securities Agent State Law Examination 2013-07-03
  • S66 Uniform Combined State Law Examination
    2015-02-12
  • S63 Uniform Securities Agent State Law Examination
    2013-07-03
Other Names
  • Kristen Ellsworth
  • Kristen Ann Ellsworth

View on SEC IAPD

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor