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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-25 |
| TX | RA | APPROVED | 2020-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 01/2013 | 04/2017 |
| Bank Of America, N.A. | Buffalo | NY | 07/2013 | 04/2017 |
| Sii Investments, Inc. | Buffalo | NY | 04/2017 | 02/2018 |
| Lpl Financial Llc | Buffalo | NY | 02/2018 | Present |
1. 7/12/2018 - Jensen, Marks, Langer & Vance - DBA: Jensen, Marks, Langer and Vance LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/17/2017 - 160 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-16 |
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