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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-05-07
  • NC RA
    APPROVED
    Since 2019-05-07

Branch Locations

1415 Vantage Park Drive Suite 300, Charlotte, NC 28203 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 02/2016 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 09/2017
Wells Capital Management Charlotte NC 09/2017 09/2023
Allspring Funds Distributor, Llc Charlotte NC 09/2023 Present
Allspring Funds Management, Llc Charlotte NC 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-21
  • S66 Uniform Combined State Law Examination
    2013-10-21
Other Names
  • Kevin Joseph Kelly

View on SEC IAPD

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