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Lake Oswego, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-12 |
| OR | RA | APPROVED | 2022-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 01/2013 | 01/2017 |
| Bank Of America, N.A. | Portland | OR | 01/2013 | 01/2017 |
| Vioteq, Inc | Portland | OR | 01/2017 | 12/2018 |
| Morgan Stanley | Oswego | OR | 12/2018 | 03/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2018 | 03/2021 |
| Fisher Investments | Camas | WA | 03/2021 | 11/2021 |
| Maxiam Capital, Llc | Lake Oswego | OR | 10/2021 | Present |
| Maxiam Capital, Llc | Lake Oswego | OR | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-09 |
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