Joseph Ninivaggi

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-20

NY RA
APPROVED

Since 2026-06-20

Branch Locations

1900 Northern Blvd Suite E, Manhasset, NY 11030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Full Time Education	Old Westbury	NY	09/2014	01/2017
Fidelity Brokerage Services Llc	New York	NY	01/2017	02/2018
Fidelity Investments	Roslyn	NY	03/2025	06/2026
Charles Schwab & Co., Inc.	Manhasset	NY	06/2026	Present
Fidelity Investments	New York	NY	03/2018	03/2023
Fidelity Investments	Roslyn	NY	04/2023	06/2026

09/2014 → 01/2017

Full Time Education

Old Westbury, NY
01/2017 → 02/2018

Fidelity Brokerage Services Llc

New York, NY
03/2025 → 06/2026

Fidelity Investments

Roslyn, NY
06/2026 → Present

Charles Schwab & Co., Inc.

Manhasset, NY
03/2018 → 03/2023

Fidelity Investments

New York, NY
04/2023 → 06/2026

Fidelity Investments

Roslyn, NY

Previous Registrations

2025-03-31 → 2026-06-11

Strategic Advisers Llc

Roslyn, NY

Commack, NY

Boston, MA
2019-10-28 → 2025-03-31

Fidelity Personal And Workplace Advisors

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-02
S63	Uniform Securities Agent State Law Examination	2013-05-03

S65 Uniform Investment Adviser Law Examination

2026-06-02
S63 Uniform Securities Agent State Law Examination

2013-05-03

Other Names

Joseph Peter Ninivaggi
Joseph Ninivaggi
Joseph P Ninivaggi

View on SEC IAPD