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Benjamin J Lee

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-04
TX RA APPROVED 2024-10-04
  • AZ RA
    APPROVED
    Since 2024-10-04
  • TX RA
    APPROVED
    Since 2024-10-04

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Portland OR 04/2014 07/2021
Charles Schwab & Co., Inc. Phoenix AZ 07/2021 09/2024
Morgan Stanley Tempe AZ 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-12
S63 Uniform Securities Agent State Law Examination 2013-04-29
  • S65 Uniform Investment Adviser Law Examination
    2014-08-12
  • S63 Uniform Securities Agent State Law Examination
    2013-04-29
Other Names
  • Benjamin Lee
  • Ben Lee

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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