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Current Employers
Navian Asset Management, Llc

Naples, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-16
OH RA APPROVED 2026-01-26
  • FL RA
    APPROVED
    Since 2026-06-16
  • OH RA
    APPROVED
    Since 2026-01-26

Branch Locations

Naples, FL • United States

425 Walnut Street Suite 2500, Cincinatti, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Navian Capital Securities, Llc Cincinnati OH 03/2014 Present
Luma Financial Technologies, Llc Cincinnati OH 02/2019 Present
Lft Securities, Llc Cincinnati OH 04/2021 Present
Navian Asset Management, Llc Naples FL 07/2025 Present
  • 03/2014 → Present
    Navian Capital Securities, Llc
    Cincinnati, OH
  • 02/2019 → Present
    Luma Financial Technologies, Llc
    Cincinnati, OH
  • 04/2021 → Present
    Lft Securities, Llc
    Cincinnati, OH
  • 07/2025 → Present
    Naples, FL
Other Businesses

1) NAVIAN CAPITAL SECURITIES, LLC, Inc, Investment-related, Cincinnati, OH, Broker dealer, Product Specialist Manager, Start: 03/2014, Approx. 5 hrs/month . 2) LFT Securities, LLC, Investment- related, Cincinnati, OH, Broker dealer, Registered Representative, Holding License only, Start: 04/2021, 0 hrs/month. 3) Luma Financial Technologies, LLC, Non Investment-related, Cincinnati, OH, Financial technology platform for advisors, Director, Sales & Product Origination, Start 02/2019, 120 hrs/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-28
  • S66 Uniform Combined State Law Examination
    2014-06-28
Designations
Other Names
  • Brady Vincent Beals

View on SEC IAPD

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