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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-02 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
26310 Oak Ridge Dr Suite 33, Spring, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | The Woodlands | TX | 10/2012 | 10/2017 |
| Raymond James Financial Services, Inc | The Woodlands | TX | 10/2017 | 03/2026 |
| Woodforest Financial Services | Tomball | TX | 10/2017 | 03/2026 |
| Raymond James Financial Services Advisors, Inc. | Tomball | TX | 10/2017 | 03/2026 |
| Sigma Financial Corporation | Ann Arbor | MI | 03/2026 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 03/2026 | Present |
1. DBA - Goud Steward Advisors, Spring, TX. Name used for my financial services practice through Sigma Financial Corporation and SPC. Start date: 3/2/26, approx. 200 hrs/mo. INV REL: Y 2. Sale of non-variable insurance products (including life, health and fixed annuities) through various insurance carriers. Fixed annuities sold through approved FMOs of the firm. Start date: 3/3/26. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-27 |
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